Date | Issuer | Insider | Transaction | Amount | New Balance ⓘ
The balance of securities held by registered holder at the time of the transaction. Insiders may direct multiple registered holders and hold multiple security types.
|
|
---|---|---|---|---|---|---|
Filed 2017-03-14 Tx date 2017-03-09 |
$ECN
ECN Capital Corp. |
McKerroll, David D.
5 - Senior Officer of Issuer
Direct Ownership
|
Options
50 - Grant of options
|
$1,400,000
+400,000 vol $3.50 each |
3,173,913 | |
Filed 2016-11-25 Tx date 2016-11-25 |
$ECN
ECN Capital Corp. |
McKerroll, David D.
5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares
10 - Acquisition or disposition in the public market
|
$790,500
+255,000 vol $3.10 each |
849,389 | |
Filed 2016-11-25 Tx date 2016-11-25 |
$ECN
ECN Capital Corp. |
McKerroll, David D.
5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares
10 - Acquisition or disposition in the public market
|
$26,307
+8,500 vol $3.10 each |
594,389 | |
Filed 2016-11-25 Tx date 2016-11-23 |
$ECN
ECN Capital Corp. |
McKerroll, David D.
5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares
10 - Acquisition or disposition in the public market
|
$151,000
+50,000 vol $3.02 each |
585,889 | |
Filed 2016-11-25 Tx date 2016-11-23 |
$ECN
ECN Capital Corp. |
McKerroll, David D.
5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares
10 - Acquisition or disposition in the public market
|
$152,500
+50,000 vol $3.05 each |
535,889 | |
Filed 2016-11-25 Tx date 2016-11-23 |
$ECN
ECN Capital Corp. |
McKerroll, David D.
5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares
10 - Acquisition or disposition in the public market
|
$154,500
+50,000 vol $3.09 each |
485,889 | |
Filed 2016-11-25 Tx date 2016-11-22 |
$ECN
ECN Capital Corp. |
McKerroll, David D.
5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares
10 - Acquisition or disposition in the public market
|
$77,750
+25,000 vol $3.11 each |
435,889 | |
Filed 2016-11-25 Tx date 2016-11-22 |
$ECN
ECN Capital Corp. |
McKerroll, David D.
5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares
10 - Acquisition or disposition in the public market
|
$77,750
+25,000 vol $3.11 each |
410,889 | |
Filed 2016-11-25 Tx date 2016-11-22 |
$ECN
ECN Capital Corp. |
McKerroll, David D.
5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares
10 - Acquisition or disposition in the public market
|
$157,000
+50,000 vol $3.14 each |
385,889 | |
Filed 2016-11-25 Tx date 2016-11-22 |
$ECN
ECN Capital Corp. |
McKerroll, David D.
5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares
10 - Acquisition or disposition in the public market
|
$157,500
+50,000 vol $3.15 each |
335,889 | |
Filed 2016-11-21 Tx date 2016-11-16 |
$ECN
ECN Capital Corp. |
McKerroll, David D.
5 - Senior Officer of Issuer
Direct Ownership
|
Options
50 - Grant of options
|
$4,050,000
+1,500,000 vol $2.70 each |
2,773,913 | |
Filed 2016-10-26 Tx date 2016-10-03 |
$ECN
ECN Capital Corp. |
McKerroll, David D.
5 - Senior Officer of Issuer
Direct Ownership
|
Options
00 - Opening Balance-Initial SEDI Report
|
1,273,913 | ||
Filed 2016-10-17 Tx date 2016-10-03 |
$ECN
ECN Capital Corp. |
McKerroll, David D.
5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares
00 - Opening Balance-Initial SEDI Report
|
285,889 | ||
Filed 2016-10-17 Tx date 2016-10-03 |
$ECN
ECN Capital Corp. |
McKerroll, David D.
5 - Senior Officer of Issuer
Holder: Suzanne McKerroll (Indirect Ownership)
|
Common Shares
00 - Opening Balance-Initial SEDI Report
|
1,644 | ||
Filed 2016-08-17 Tx date 2015-11-11 |
$EFN
Element Financial Corporation |
McKerroll, David D.
5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares
10 - Acquisition or disposition in the public market
|
$806,035
+45,000 vol $17.91 each |
270,889 | |
Filed 2016-06-29 Tx date 2016-06-27 |
$EFN
Element Financial Corporation |
McKerroll, David D.
5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares
10 - Acquisition or disposition in the public market
|
$202,905
+15,000 vol $13.53 each |
240,889 | |
Filed 2016-03-16 Tx date 2016-03-14 |
$EFN
Element Financial Corporation |
McKerroll, David D.
5 - Senior Officer of Issuer
Direct Ownership
|
Performance Share Units
59 - Exercise for cash
|
$-1,068,840.6348
-70,926 vol $15.07 each |
70,699 | |
Filed 2016-03-16 Tx date 2016-03-14 |
$EFN
Element Financial Corporation |
McKerroll, David D.
5 - Senior Officer of Issuer
Direct Ownership
|
Performance Share Units
56 - Grant of rights
|
$1,068,840
+70,926 vol $15.07 each |
||
Filed 2016-03-14 Tx date 2016-03-14 |
$EFN
Element Financial Corporation |
McKerroll, David D.
5 - Senior Officer of Issuer
Direct Ownership
|
Performance Share Units
56 - Grant of rights
|
$1,068,840
+70,926 vol $15.07 each |
212,551 | |
Filed 2015-11-18 Tx date 2015-11-17 |
$EFN
Element Financial Corporation |
McKerroll, David D.
5 - Senior Officer of Issuer
Direct Ownership
|
Performance Share Units
59 - Exercise for cash
|
$-1,228,963.5036
-70,812 vol $17.36 each |
141,625 | |
Filed 2015-10-05 Tx date 2015-09-30 |
$EFN
Element Financial Corporation |
McKerroll, David D.
5 - Senior Officer of Issuer
Direct Ownership
|
Performance Share Units
56 - Grant of rights
|
$3,999,997
+212,437 vol $18.83 each |
212,437 | |
Filed 2015-09-02 Tx date 2015-08-31 |
$EFN
Element Financial Corporation |
McKerroll, David D.
5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares
36 - Conversion or exchange
|
+13,575 vol |
225,889 | |
Filed 2015-09-02 Tx date 2015-08-31 |
$EFN
Element Financial Corporation |
McKerroll, David D.
5 - Senior Officer of Issuer
Direct Ownership
|
Subscription Receipts
36 - Conversion or exchange
|
-13,575 vol |
0 | |
Filed 2015-05-29 Tx date 2015-05-29 |
$EFN
Element Financial Corporation |
McKerroll, David D.
5 - Senior Officer of Issuer
Direct Ownership
|
Subscription Receipts
15 - Acquisition or disposition under a prospectus
|
$230,775
+13,575 vol $17.00 each |
13,575 |